Disclosure Library

Stocktwits Inc. and ST Invest, LLC are affiliated but separate legal entities. While ST Invest is a regulated entity and a registered broker/dealer with the U.S. Securities and Exchange Commission (“SEC”) and member of FINRA/SIPC, Stocktwits Inc., and its website at www.stocktwits.com are not regulated entities nor are the contents, publications, and opinions associated with these entities regulated by a U.S. regulatory agency, a self-regulatory agency, or supervised by ST Invest LLC and its registered personnel. Cryptocurrency accounts and transactions are offered through FTX US. Furthermore, protection provided by the Securities Protection Insurance Corporation (“SIPC”) for ST Invest, LLC customer accounts and assets do not extend to FTX US cryptocurrency accounts, cash balances, and cryptocurrency assets.

We do not make recommendations or offer investment, tax or legal advice. You alone are responsible for evaluating the merits and risks associated with the use of our systems, services and securities and investment products and services. Please review carefully the following disclosures making investment decisions.

We may revise these disclosures at any time. You agree to be bound by any revisions and agree to review these disclosures periodically. The most updated version of these disclosures will always be available for your review on this page, accessible by clicking on the “Disclosures” link at the bottom of the pages on our website or on our mobile app.

Stocktwits, Inc.

Stocktwits Crypto Disclosure 2022
Third-Party Advertisement Disclosure

ST Invest, LLC

Form CRS 2022
Conversation Starter 2022
Terms of Use 2022
Privacy Policy 2022
Customer Account Agreement 2022Content and Social Media Disclosure 2022
SIPC and Account Protection 2022
Market Volatility Disclosure 2022
Fractional Shares Disclosure 2022
General Disclaimer 2022
FINRA Brokercheck 2022
ETP and ETF Disclosures 2022
Customer Identification Program Notice 2022
Business and Continuity Plan Notice 2022
Fees and Commissions 2022
Low Priced Securities 2022
Q3 2021 SEC Rule 606 607
Q4 2021 SEC Rule 606 607
Q1 2022 SEC Rule 606 607
Q2 2022 SEC Rule 606 607 

Apex Disclosures

Apex Annual Disclosure September 2021
Apex Statement of Financial Condition – Audited – December 2020
Apex Statement of Financial Condition – Unaudited – June 2021
Customer Information Brochure for Customers of Introducing Brokers
Safety of Customer Assets
Business Continuity Plan
FINRA Rules
Responsibilities of Introducing Broker and Clearing Broker
SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)