Disclosure Library

Stocktwits Inc. and ST Invest, LLC are affiliated but separate legal entities. While ST Invest is a regulated entity and a registered broker/dealer with the U.S. Securities and Exchange Commission (“SEC”) and member of FINRA/SIPC, Stocktwits Inc., and its website at www.stocktwits.com are not regulated entities nor are the contents, publications, and opinions associated with these entities regulated by a U.S. regulatory agency, a self-regulatory agency, or supervised by ST Invest LLC and its registered personnel. 

We do not make recommendations or offer investment, tax or legal advice. You alone are responsible for evaluating the merits and risks associated with the use of our systems, services and securities and investment products and services. Please review carefully the following disclosures making investment decisions.

We may revise these disclosures at any time. You agree to be bound by any revisions and agree to review these disclosures periodically. The most updated version of these disclosures will always be available for your review on this page, accessible by clicking on the “Disclosures” link at the bottom of the pages on our website or on our mobile app.

Stocktwits, Inc.

Stocktwits Crypto Disclosure 2022
Third-Party Advertisement Disclosure

ST Invest, LLC

ST Invest Form CRS
ST Invest Conversation Starter
Terms of Use
Privacy Policy
ST Invest Combined Customer Account Agreement
Content and Social Media Disclosure
SIPC and Account Protection
Market Volatility Disclosure
Fractional Shares Disclosure
General Disclaimer
FINRA Brokercheck
ETP and ETF Disclosures
Customer Identification Program Notice
Business and Continuity Plan Notice
Fees and Commissions Disclosure
ST Invest Options Disclosure Document
Consent to Electronic Delivery Agreement
Low Priced Securities
Q3 2021 SEC Rule 606 607
Q4 2021 SEC Rule 606 607
Q1 2022 SEC Rule 606 607
Q2 2022 SEC Rule 606 607
Q3 2022 SEC Rule 606 607
Q4 2022 SEC Rule 606 607
Q1 2023 SEC Rule 606 607
Q2 2023 SEC Rule 606 607
Q3 2023 SEC Rule 606 607

Apex Disclosures

Apex Annual Disclosure September 2021
Apex Statement of Financial Condition – Audited – December 2020
Apex Statement of Financial Condition – Unaudited – June 2021
Customer Information Brochure for Customers of Introducing Brokers
Safety of Customer Assets
Business Continuity Plan
Responsibilities of Introducing Broker and Clearing Broker
SEC Rule 606 and 607 (Disclosure of Payment for Order flow and Order Routing Information)
Apex Options Agreement February 2023